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Seminar Discussion Document
[PDF 268KB]
Introduction
This discussion paper works through a series of seven interconnected
analytical themes that are intended, as a whole, to provide a framework
for discussion and reflection during the seminar series on environmental
inequalities. The seven seminars to be held during 2006-8 each focus on
particular environmental topics and policy contexts in which questions
of environmental inequality and justice can be explored and interrogated
(see diagram below). However, to help the series add up to more than the
sum of the parts and to build from session to session, we have
identified a series of themes and questions that cut across topics,
policy contexts and disciplinary boundaries, connecting to areas of
research of interest to both the social and natural sciences.
We will, at times, use this framework to structure discussion within the
seminars and to assist those presenting to make connections between the
particularities of their own research and the bigger pictures of ideas,
theory, concepts and approaches that we are interested in developing.
The paper does not attempt to provide a review of what is becoming a
substantial literature, but does signpost various pieces of work which
have helped to inform the discussion. For a useful accompanying review
of evidence of environmental inequality in the UK, readers can turn to
the SDRN rapid research and evidence review (Lucas et al 2004). Whilst
the seminar series will tend to focus on the UK context, the
presentations and discussions are intended to range freely across other
environmental, political and social contexts.
The framework has evolved from its original formulation in the seminar
funding proposal, through the preparations for the first seminar held at
Lancaster University in April 2006, through the discussion and
reflection that went on during the seminar and into the writing of this
fuller paper. Its contents, whilst primarily reflecting our own thinking
and definition of interesting research and policy questions, also
therefore draw on the excellent set of presentations and inputs made at
the Lancaster seminar.
Each of the thematic discussions ends with a list of questions which we
consider to be inadequately addressed at present. As the seminar
programme unfolds answers to some of these questions may emerge and
additional questions will be identified. The evolution of thinking and
understanding that takes place will be drawn together in the final
seminar and used to inform the end of project report and the edited
collections that we are planning to produce from across the seminar
presentations.
Theme 1. Conceptualisation
How can we understand and conceptualise environmental inequality and
injustice?
Terminology is rarely unproblematic and that is certainly the case when
ideas of inequality, equity and justice are at stake. There is a long
and enduring intellectual debate around theories of justice and many
centuries of attempts to operationalise both high principles and gut
instincts as to what is fair and reasonable in social and institutional
life. The seminar series title uses the term environmental inequality
rather than environmental justice in part to encourage an explicit
distinction between the two concepts and to problematise their too easy
conflation.
Inequality is, in principle, simply a descriptive term,
describing a condition of difference or unevenness of something (such as
income, health), between different groups of people (old/young,
rich/poor, north/south, this generation/future generation etc..).
Inequality can often be measured and described using data gathered at a
scale appropriate to the research or policy interest - although such
description will never be an entirely neutral or unconstructed exercise,
given choices about what, how and who to measure (see themes 3 and 4).
Environmental inequalities we see as covering a wide range of questions
of difference or unevenness, including:
- Who has good quality and safe environment to live in, who
experiences pollution, hazards and risks and who is distanced or
protected from such impacts?
- Who accesses and consumes environmental resources and who is unable to
do so, or limited in their degree of access and consumption?
- Who is able to shape environmental decision-making and who is not? Who
is included who is excluded?
Whilst in some research and policy domains the use of the term
inequality or equality also carries normative qualities (inequality as
something always negative and to be removed; equality as something to be
sought after), we would argue that it is helpful to resist such
presumptions. What is unequal and even will not be considered always and
everywhere undesirable, bad, unfair or unjust. Some form of judgement or
claim needs to be made about the severity, consequences, morality of the
inequality and the need for it to be reduced or removed – and such
judgements or claims will be and often are open to contest and challenge
by those with alternative perspectives. This separation of description
and prescription, between ‘is’ and ‘ought’ (Proctor 2001) is an
important distinction in much moral philosophy and necessary if we are
to pursue an analytical approach.
There have been various attempts to apply different forms of justice
theory to environment questions, to conceptualise what makes an
inequality or unevenness unjust – with distinctions made between justice
in and justice to the environment (Low and Gleeson 1998) , between
classic concepts of distributional and procedural justice (Dobson 1998)
and between deontological (process) and consequentialist (outcome) modes
of reasoning (Ikeme, 2004). Recent writing has argued the need to
recognise the plurality of environmental justice concepts to include not
only questions of distribution but also those of participation and
recognition and that different forms of justice may be relevant to
different types of environmental good and bad at issue in different
socio-political contexts at different scales (from local to global).
Schlosberg (2004), for example, argues that “justice is a concept with
multiple integrated meanings”, that there are overlapping circles of
concern and complex equalities involving interconnected forms of
reasoning and judgement. And as Harvey (1996) emphasises that justice
concepts as politically and strategically deployed in environmental
justice contests will not be absolute and universal given that
“Different groups resort to different conceptions of justice to bolster
their position” (ibid; 398), leading Holifield (2001) to argue that “the
pursuit of stable, consensual definitions of terms such as environmental
justice ….is misguided”.
The body of existing work specifically concerned with conceptualizing
environmental justice, has tended to be shaped and focused by the use of
the term within the US EJ movement, and its much critiqued translation
into policy (Pellow and Brulle 2005, Block and Whitehead 1999). Whilst
there has been some attempt to take on board the approaches of
campaigning groups and policy bodies in other parts of the world (Ageyman
et al 2003, Walker and Bulkeley 2006) and to consider what environmental
justice might mean at a global scale (Scholsberg 2004, Newell 2005, Bell
2006), there are still many opportunities to link together and develop
different theoretical perspectives on ‘the normative’ and to apply
theory in the context of a wider breadth of socio-environmental concerns
at different scales of interest (including, for example, questions of
what constitutes ‘under’ and ‘over’ consumption of environmental
resources to be explored in seminar 2). We suspect that much could also
be learnt by considering how inequalities and injustice are made sense
of within other discourses - such as health inequalities, social
exclusion, civil rights and gender equality – each of which also
struggle in their own ways with questions of conceptualisation and
definition.
- How much does terminology and definition matter? Is the process of
discussion and debate about meaning and conceptualisation helpful and
constructive, even if the outcome cannot be definitive or consensual?
- Can we usefully distinguish between inequality and justice in the ways
we have suggested? And how does equity, the term widely used within the
sustainable development literature, factor in?
- Can environmental justice principles be universal? Or are they
particular to environmental contexts and concerns and the social,
political and cultural settings in which they are addressed?
- What do concepts of rights, needs, opportunities, responsibilities,
capabilities, entitlements and discrimination of various forms mean for
how we think about environmental inequality and justice in different
contexts?
- Does the environment just read across to other long standing concerns
with social justice, empowerment, marginalisation and exclusion - or
does it have distinctive qualities that sets it apart?
- How can we better make connections with where inequalities are already
implicitly or explicitly part of sustainability debates; and embedded
within discourses of rights, vulnerability and entitlement?
Theme 2: Prioritisation
What cases and forms of environmental inequality and injustice become
important and why?
By prioritisation we mean the processes through which certain cases and
forms of environmental inequality and certain claims of injustice
receive attention and become articulated and significant, for example,
within grassroots activism, political and policy discourses. This
encompasses both the broad framing or boundary setting around what is
meant by the environment and what is included within an environmental
justice agenda; and the more particular circumstances in which justice
arguments are strategically deployed or downplayed and resisted within
specific decision and policy settings.
Prioritisation, in this sense, is particularly necessary and relevant
given that a concern for environmental inequality and injustice
potentially captures:
- a wide range of environmental concerns from the impacts of bads (risk,
pollution etc..) to the consumption of and access to goods (greenspace,
energy, food etc..), from the local doorstep to the global environment;
- a wide range of social concerns including race, ethnicity, poverty,
deprivation, gender, age, religion, disability etc..;
- and inequalities which may exist at many different and potentially
shifting spatial scales and within and between generations.
Combining these different dimensions provides a substantial matrix of
environmental inequalities potentially at issue. How certain types of
inequality are, or should be prioritised and given attention, becomes a
necessary question of both politics and policy, and of the ways in which
discourses emerge and evolve at different places, times and scales.
There is much to be understood here. First, about political processes of
campaigning, claim making, resistance and contestation and the ways in
which justice arguments both form the rationale for and are
strategically enrolled into environmental disputes and the work of
social movements (Kurtz 2003, Dodds and Hopwood 2006). Second, about
institutional processes of policy development, agenda setting and
resource allocation, which may follow, lead or resist wider political
dynamics around social and environmental justice and frame and interpret
these concerns in particular ways (Holifield 2004, Chalmers and Colvin
2005). Third, about how academic research agendas are developed and
pursued alongside and in interaction with these other processes.
It is superficially evident that there are significant differences in
the scope and trajectory of environmental justice as it has undergone a
fast conceptual transfer (Debbane and Keil 2004) from its origins in the
US to other parts of the world. Marked contrasts have for example, been
identified between the framing, vocabulary and discourse of
environmental justice in the UK and the US (Ageyman and Evans 2003,
Bickerstaff 2006), and a distinctive and wide ranging profile of
activism and policy response has emerged in Scotland (Dunion 2003,
McClaren 2006). As the term is applied in an ever wider diversity of
spaces and contexts, including countries of the Global South, involved
questions are raised about its utility and the applicability of
‘northern’ frames of reference and assumptions (Walker and Bulkeley
2006).
- How can we understand differences in framings and priorities in
different places and times; and what significance do these have
including for the construction of transnational coalition building?
- What are the implications of different processes through which
priorities and framings are constructed and how are these
interconnected?
- How fair, open and inclusive are processes of prioritisation? (who is
able to represent future generations?)
- Is there a distinctive public and institutional politics around
environmental justice concerns?
- How and why does using the terminology of environmental inequality and
justice do useful political work?
- How broadly should the net of environmental justice be cast? Where are
the theoretical or pragmatic boundaries with the social justice agenda?
Theme 3: Evidence
What evidence is needed and being used in order to substantiate claims
of environmental inequality and injustice?
Both for those starting from institutional policy and from the
perspective of grassroots action, the question of how claims of
inequality or injustice can be substantiated through evidence of various
forms is important - and itself clearly a prioritising device (theme 2)
that relates to how inequality and injustice are being conceptualised
(theme 1).
The body of evidence on environmental inequalities is nothing like as
developed, long standing or substantial as for other forms of inequality
such as income or health. It is striking how many past studies of
environmental impact, trends of change in environmental quality,
consumption of resources and participation in decision-making have
failed to ask distributional questions, to consider who in demographic,
social or cultural terms is involved. Data sets have rarely been
collected or reported to reveal social disaggregations - people have
been standardised or space socially homogenised.
The SDRN rapid research and evidence review examining the state of the
evidence base in the UK concluded that “if policy is to be informed by
evidence, then more needs to be known about many of the environmental
issues considered under this review, both about patterns and
distribution of impacts and processes of causation underpinning
environmental inequality” (Lucas et al 2004, p9). While in the US there
is a deeper research base (but for a narrower breadth of topics) and for
international concerns, such as global warming, there has been an
established need and motivation to differentiate responsibilities and
impacts across nation states (including through techniques such as
ecological footprints and environmental space; McClaren 2006), in
general the evidence base on environmental inequalities is not
substantial.
This raises the question as to what evidence is needed. There are a
number of observations to make here. First, evidence is needed not just
of uneveness of distributional patterns (of impact, contributions to
environmental problems, participation and treatment in decision making
etc..) but also of the connected consequences of that inequality. For
example, that deprived communities are more at risk of flooding than
others in the UK as well as more vulnerable to the impacts of flooding
(Walker et al 2006); that those who will suffer most seriously from the
consequences of the disproportionately high carbon emissions of the
globally wealthy, are also the weakest most marginalised populations in
some of the poorest countries in the world; that populations who are not
able to have access to or influence on decision-making are most likely
to have their interests downplayed in decision-making processes.
Second, whilst much of the current environmental justice research has
centred around socio-spatial analysis using GIS, there are many other
forms of evidence that are also relevant including much that is not
overtly spatial in form. The concerns of environmental justice in this
sense extend far beyond where different types of people live in relation
to different features of environmental quality. Many forms of
qualitative evidence are also important, for example, of the daily
experience of living with poor environmental inequality, of the hidden
subtleties of how power is exercised and utilised in decision-making, of
the ways in which lack of recognition of marginalised groups is
perpetuated, and of potentially significant psycho-social impacts on
health.
Third, where evidence is spatially organised there are many thorny
questions around how a sound methodological process is to be designed
and constructed (Liu 2001, Walker and Mitchell 2006). Questions of the
scale of analysis are particularly problematic as results of
socio-environmental distributional associations become unstable as the
scale of study is shifted. As Most et al 2004 (p584) comment “to obtain
useful, valid results, extreme care must be exercised not only in the
selection of the tools and strategies of the research design, but also
in the interpretation of the outcomes. This is particularly the case
where the use of sophisticated GIS software powerful computers and
elegant statistical analyses will lend an aura of authority and
authenticity to the investigation”.
Fourth, it is important not to see evidence gathering as a simply
technical exercise which can ‘provide the facts’. The ways in which
studies are constructed and evidence is collated, the framing of the
questions, the methodological decisions that are made and the analysis
that is performed are all part of the social construction and discourse
of environmental inequalities. In this respect it is necessary to be
aware of the ways that power and influence is exercised within research
processes and evidence gathering and of the need to open up access to
these processes. Indeed one form of environmental inequality is itself
the unequal access to resources for undertaking research.
- Where are the most significant and important gaps in the current
profile of evidence of environmental inequality and its consequences and
implications?
- How and to what extent can methodological problems of socio-spatial
studies be addressed?
- How can the scale and spatial dependencies of measures of inequality
be best handled?
- How can quantitative and qualitative evidence be integrated
effectively?
- How can evidence and evidence production be accessible to all those
with interests in EJ issues?
- What challenges are raised by the diversity of possible sources of
evidence and their evaluation in decision-making processes?
Theme 4: Science
What challenges are presented for the environmental and health sciences
by the need to assess and evaluate evidence of environmental
inequalities?
In addition to general questions around evidence (theme 3), there are
specific issues for the use and basis of scientific evidence when
applied to questions of environmental inequality. Despite many
challenges, scientific evidence still has enduring authority and
legitimacy, particularly in policy, regulatory and legal settings.
Scientific practices and forms of evidence do consequently need to be
interrogated as to how they address questions of distribution, and how
they can be better utilised to investigate inequality and justice
concerns.
In terms of interrogation it is necessary to ask if there are ways in
which science currently fails to recognise social differences; if there
are ways in which tools and techniques are being used which homogenise
rather than bring significant differences between people and social
groups to the fore; and if there are ‘failings’ or gaps in science which
particularly relate to environmental justice concerns. This is largely
uncharted territory, although Kuehn (1997) has developed a challenging
line of argument around the ways in which the practice of quantitative
risk assessment fails to recognise the greater vulnerabilities of
various ‘sub populations’ arguing that “quantitative risk assessment may
prove to be more harmful to minority and low income populations than to
other subpopulations and may result in even greater disparity of
treatment”.
There are also problems with standard approaches to environmental
epidemiology investigating, for example, the health impacts of
pollution, in which social class is treated as a confounder rather than
a focus of study in its own right.. Here issues of differential
susceptibility, which may mean those that are poor are also more
susceptible to pollution impacts, are beginning to be more substantial
investigated, although there are substantial methodological difficulties
involved. Buzzeli (forthcoming) argues that there is scope within new
approaches to health and air pollution epidemiology, to reformulate
environmental justice research in ways which tie more closely to current
work on health inequalities.
Accumulative and synergistic impacts are also particularly highlighted
when there are already vulnerable, marginalized communities living in
areas experiencing multiple environmental impacts and/or deficits.
Methods of cumulative impact assessment are currently undeveloped and
often reliant on simplistic models of what may be intensely complex
processes and interactions (Stephens et al 2006).
- To what extent do standardised scientific practices and techniques
such as quantitative risk assessment, epidemiology and environmental
modelling take account of social differences of exposure, uptake and
susceptibility? H
- How should such practices and techniques be reformed to take better
account of social differences and how these may influence health and
quality of life outcomes?
- What methodologies can be used to account for and adequately represent
accumulative and synergistic impacts? It is possible to conceive of a
human equivalent to ‘carrying capacity’ or to use other approaches and
concepts from the ecological sciences?
- What methodological questions are raised by the use of existing
environmental databases in studies of inequality and distribution, and
how can these be addressed through changes in data collection, analysis
and reporting?
- As with evidence in general who has access to scientific resources and
capabilities and influence over what is research, measured and analysed
and what isn’t? How can access be equalised and enabled for more
marginal groups?
Theme 5: Causation
What processes and policies create and contribute to the existence and
sustenance of environmental inequalities?
Whilst gathering evidence of inequality is important we also need to
understand how inequalities become, how they are produced and sustained
such that some social groups (often but not always those who are already
marginalised or vulnerable in other ways) experience environmental
quality, access to environmental resources and influence over management
processes to a lesser degree than others. Indeed for some concepts of
and approaches to justice it is the fairness of the processes through
which inequalities are created which matter, rather than the severity or
pattern of the inequality itself (see theme 1).
Here questions of political economy, power and structure worked out
within alternative theoretical framings can be drawn on to provide both
historic and contemporary explanation as to why environmental
inequalities exist and persist – at local/urban, regional and
international levels. Insufficient attention has been given to such
questions within the environmental justice literature, beyond something
of an obsession in the US literature and movement with establishing
discriminatory intent in siting and environmental policy. Heynen et al
(2004) argue that whilst much of the environmental justice literature is
sensitive to how power relations shape uneven socio-ecological
conditions ‘it often fails to grasp how these relationships are
integral to the functioning of a capitalist political-economic system’ (p9) They
make the case for applying an urban political ecology framework for
understanding the ways in which the uneven distribution of power shapes
socio-environmental conditions “attention has to be paid to the
political processes through which particular socio-environmental urban
conditions are made and remade. From a progressive or emancipatory
position, then, urban political ecology asks questions about who
produces what kind of socio-ecological configurations for whom” (Heynen
et al 2004).
There are also particular questions to be asked about the ways in which
the policies and practices of environmental management, planning and
regulation may be contributing to inequality. Research examining
appraisal tools such as EIA and SEA used within decision-making
processes has suggested that there is a social blindness in their
methodologies and structures which means that regressive effects fail to
be identified or taken into account (Walker et al 2004). Some techniques
of economic intervention, such as green taxes, charging regimes and
subsidies of various forms (carbon taxes, water metering) have
significant distributive problems (Boardman et al 1999). Planning
presumptions have historically been structured to protect areas of high
environmental quality, whilst concentrating environmental bads together
and is biased against poorly resource protest groups (McClaren 2006).
The opening up of decision making to participatory processes may too
easily result in interest capture, rather than inclusivity in the voices
that come to the table and have influence (O’Neill 2001, Bickerstaff and
Walker 2006). There may even be some instances in which charges of
institutionalised discrimination could be levelled at environmental
bodies, as they have in other areas of public life.
- What theories and frameworks can be used to understand how and why
environmental inequalities and injustices are produced and sustained?
- To what extent do these theories and frameworks need to be distinct
from others concerned with inequality and injustice?
- How can we reveal and understand the socio-environmental and
historical processes through which particular cases of inequality have
been produced?
- In what ways is policy (approaches, principles, tools, cultures)
knowingly or unknowingly contributing to patterns of inequality and
injustice?
Theme 6: Response
How can the non-governmental and governmental community respond to and
address environmental inequalities/injustices?
Responses to environmental injustice are not solely a matter of policy
and formal politics. Grassroots protest has been fundamental to the
emergence of the environmental justice movement in the US and to the
appearance of environmental justice as a principle of environmental
government in the mid 1990s (Foreman 1998). Claims of inequality and
injustice have continued to be powerful within strategies of resistance
in other parts of the world. There are research questions to be examined
here around the resources that are available and can be effectively
deployed in campaigning work, including access to information and access
to the courts and legal forms of redress (Macroy and Woods 2003) and the
rights that need to be protected, particularly for marginalised groups.
In Europe the impact of the Aarhuus convention provides an
under-researched focus for these issues. In terms of environmental
citizenship there are debates over the extent to which justice forms a
key driver of activism (Hayward 2006, Dobson 2006) and the ways in which
low income, minority or culturally marginalised groups can become more
involved in sustainability initiatives.
When considering policy responses these may be categorised in different
ways. For example in terms of their objectives (Ikeme 2004) -
preventative (preventing future inequalities), compensatory (providing
benefits for those that take a disproportionate burden), corrective
(addressing current inequalities) or retributive (punishing those who
impose burdens on the vulnerable). Or in terms of the approaches and
tools that are used - legislative, regulatory, fiscal, participatory,
area based etc.. Or in terms of the principles under which resource
consumption allocations and rights should be allocated and policy
constructed, particularly at an international level (fair shares,
proximity principles etc..).
We currently know little about which objectives, approaches and
principles are appropriate for or become deployed in different contexts
and their relative strengths and weaknesses, but these are important for
policy makers to take into account in making choices and developing
policy strategies. Whilst adaptation of current tools might be possible,
innovating to build inequality and justice into policy in new ways
(Witney 2006), including through policy appraisal (Connelly and
Richardson 2005) and participatory/deliberative approaches, should be an
aim for future work.
- Which policy objectives, approaches and principles are appropriate for
which issues and contexts?
- What tools can be utilised or developed to better take account of and
respond inequality and justice concerns and where is innovation needed?
- How can joined up responses be achieved across government which can
also work effectively with local groups?
- What conflicts and dilemmas are created for existing policy approaches
and institutionalised practices?
- How can sustainability and environmental citizenship initiatives
become more inclusive of all parts of society?
Theme 7: Transdisciplinarity
What are the disciplinary implications of seeking to understand and
address environmental inequalities?
It is clear that environmental inequalities are not the preserve of any
one academic or policy discipline, extending in academic terms across
the social sciences (geography, sociology, philosophy, economics,
politics, health) and into the natural and environmental sciences for
evidence and understanding of human-environment interactions. Our first
seminar in Lancaster had representatives of each of these disciplines as
well as different parts of the policy community. This poses challenges
for effective multidisciplinary and interdisciplinary working which are
paralleled across policy institutions and actors that need to connect
together and work in joined up ways to provide effective integrated
interventions.
Transdisciplinarity, which is a particular tag for our seminar series we
take as meaning researchers from different disciplines working together
with others outside academia to solve problems. Environmental
inequalities provides an appropriate focus for transdisciplinary
research and interaction but also particular challenges around how those
who experience environmental inequalities and injustices should become
involved. Here participatory/action research methods in which
communities are engaged through the research process – defining the
problem, collecting data and finding/testing solutions – are attractive
but rarely applied (Delemos 2006). Ethical issues and responsibilities
to those becoming involved in research processes also need to be
carefully thought through.
- How can the challenges of transdisciplinarity be best approached, what
principles and practices can be followed?
- How can barriers associated with disciplinary and institutional silos,
with the use of language, framing and concepts and with funding and
evaluation processes be addressed?
- How can inclusive working, which is shaped by rather than distanced
from the concerns and priorities of the people who live with inequality
on an everyday basis, be achieved?
- How can a concern for transdisciplinarity be imbedded within each the
discussion themes in this paper?
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